This focused session offers practical guidance to help your firm strengthen AML compliance and avoid common pitfalls in two of the most challenging areas: Risk Assessments and Source of Funds.
Risk Assessments and Source of Funds checks are essential parts of your AML obligations—but they’re also some of the most misunderstood and inconsistently applied across UK law firms.
In this exclusive webinar, Graham MacKenzie and Kayleigh Smale share real-world insights and practical tips that will help you improve how your firm assesses client risk and evidences Source of Funds.
Topics discussed
- How to apply a risk-based approach in real practice
- Common mistakes firms make with Source of Funds checks
- What “ongoing monitoring” really means
- Practical examples from legal firms and regulators
- How to align your risk appetite with your due diligence processes
